Facts at a Glance

Independent, But Not Alone

At Smith Moore, we understand the value of financial advisor freedom. Freedom to manage your book in the manner that best suits your clients, your talents and your personal goals. “Independent, But Not Alone” is one of our core principles that signifies we trust you to know what’s best for your clients, without burdening you with proprietary products or corporate mandates.

Smith Moore at a Glance

  • Founded in 1913
  • Participated in legendary 1956 Ford Motor Company IPO
  • 100% employee-owned and managed by practicing financial advisors
  • Sub-chapter S Corporation with exemplary compliance record
  • FINRA-registered broker-dealer and SEC-registered investment advisor
  • Active SIFMA participant
  • FINRA, SIPC, MSRB member

Smith Moore Key Statistics

Clients

  • Serving over 10,000 accounts
  • Serving over 3,000 households
    • About one-third of our households are accredited investors
  • Average household size is $900,000+

Total Assets Under Management

  • Over $2.5 billion*

8 Branch Offices

  • Missouri: Clayton (Headquarters),  Chesterfield, Columbia, Fulton, Jefferson City and Kirksville
  • Illinois: Effingham
  • Kansas: Overland Park
  • Mississippi: Brandon

*as of December 31, 2019.